Personnel Hong Kong SFC License Details (ID 99322)

Personnel Hong Kong SFC License Details (ID 99322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	Rep	Dealing in futures contracts	2022-07-01	-
	Rep	Dealing in securities	2022-07-01	-
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-11-17	2022-06-30
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2017-11-17	2022-06-30
Planetree Futures Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-28
	Rep	Asset management	2003-04-01	2004-01-28
	Rep	Dealing in futures contracts	2003-04-01	2017-10-23
Planetree Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-28
	Rep	Advising on securities	2003-04-01	2004-01-28
	Rep	Asset management	2003-04-01	2004-01-28
	Rep	Dealing in securities	2003-04-01	2017-10-23