Personnel Hong Kong SFC License Details (ID 99326)

Personnel Hong Kong SFC License Details (ID 99326)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YEW TREE LIMITED	Rep	Dealing in futures contracts	2019-10-02	2022-01-10
	RO	Dealing in securities	2019-07-29	2022-01-10
	Rep	Dealing in securities	2019-04-26	2019-07-29
FTFT International Securities and Futures Limited	Rep	Dealing in securities	2019-04-03	2019-04-17
Planetree Asset Management Limited (HK)	Rep	Asset management	2018-12-12	2019-03-26
Planetree Futures Limited	Rep	Advising on futures contracts	-	2004-02-17
	Rep	Asset management	-	2004-02-17
	Rep	Dealing in futures contracts	-	2019-03-26
Planetree Securities Limited	Rep	Advising on corporate finance	-	2004-02-17
	Rep	Advising on securities	-	2004-02-17
	Rep	Asset management	-	2004-02-17
	Rep	Dealing in securities	-	2019-03-26