Personnel Hong Kong SFC License Details (ID 99328)

Personnel Hong Kong SFC License Details (ID 99328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ON EXCEL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2020-02-25	2022-05-06
	Rep	Advising on securities	2020-02-25	2022-05-06
	Rep	Asset management	2020-02-25	2022-05-06
YEW TREE LIMITED	RO	Dealing in futures contracts	2019-11-14	2022-07-14
	Rep	Dealing in futures contracts	2019-10-16	2019-11-14
	RO	Dealing in securities	2018-09-28	2022-07-14
Planetree Asset Management Limited (HK)	Rep	Asset management	2018-04-27	2018-09-22
Planetree Futures Limited	Rep	Dealing in futures contracts	2015-10-16	2018-09-22
Planetree Securities Limited	RO	Dealing in securities	2004-03-02	2018-09-22
	Rep	Advising on corporate finance	-	2003-10-14
	Rep	Advising on securities	-	2003-10-14
	Rep	Asset management	-	2003-10-14
	Rep	Dealing in securities	-	2004-03-02