Personnel Hong Kong SFC License Details (ID 99342)

Personnel Hong Kong SFC License Details (ID 99342)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oriental Ever Investment Limited	RO	Dealing in securities	2020-12-16	2024-01-31
	Rep	Dealing in securities	2020-11-04	2020-12-16
F.T.M.F. DISTRIBUTION LIMITED	RO	Dealing in securities	2019-03-11	2020-10-31
	RO	Advising on securities	2016-02-24	2020-10-31
	RO	Asset management	2016-02-24	2020-10-31
	Rep	Advising on securities	2016-01-18	2016-02-24
	Rep	Asset management	2016-01-18	2016-02-24
Mackenzie Investments Asia Limited	RO	Advising on securities	2006-01-25	2014-12-12
	RO	Asset management	2006-01-25	2014-12-12
	Rep	Advising on securities	2005-02-04	2006-01-25
	Rep	Asset management	2005-02-04	2006-01-25
	Rep	Advising on futures contracts	2005-02-04	2006-09-30
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Asset management	2003-08-13	2003-11-21