Personnel Hong Kong SFC License Details (ID 99357)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-01-05	2017-07-01
SoFi Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-07-22	2014-05-19
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2013-02-08	2013-05-02
	Rep	Dealing in securities	2012-03-26	2013-01-01
iFAST Financial (HK) Limited	Rep	Advising on securities	2011-09-01	2011-12-19
	Rep	Dealing in securities	2011-09-01	2011-12-19