Personnel SFC Licences and HKMA Registrations (ID 99358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-12-17	-
	Rep	Asset management	2015-12-17	-
	Rep	Dealing in securities	2015-12-17	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2015-12-17	-
	Rep	Asset management	2015-12-17	-
	Rep	Dealing in securities	2015-12-17	-
iFAST Financial (HK) Limited	Rep	Advising on securities	2007-11-15	2013-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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