Personnel Hong Kong SFC License Details (ID 99368)

Personnel Hong Kong SFC License Details (ID 99368)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	RO	Dealing in futures contracts	2018-07-25	2020-10-31
	RO	Providing automated trading services	2013-12-16	2020-10-31
	RO	Dealing in securities	2013-12-16	2020-10-31
	Rep	Providing automated trading services	2013-08-05	2013-12-16
	Rep	Dealing in securities	2013-08-05	2013-12-16
Aletheia Analyst Network Limited	RO	Dealing in securities	2012-09-21	2012-11-01
	Rep	Advising on securities	2012-07-11	2012-11-01
	Rep	Dealing in securities	2010-10-08	2012-09-21