Personnel Hong Kong SFC License Details (ID 99397)

Personnel Hong Kong SFC License Details (ID 99397)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INFINITY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-10-27	2022-05-16
	Rep	Asset management	2020-10-27	2022-05-16
Foundation Asset Management (HK) Limited	Rep	Asset management	2014-06-09	2014-08-29
PYRMONT WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2013-10-21	2014-05-31
	Rep	Asset management	2013-10-21	2014-05-31
INTERNATIONAL COMMERCE CORPORATION	Rep	Advising on securities	2011-04-06	2012-03-29
	Rep	Asset management	2011-04-06	2012-03-29
PFC INTERNATIONAL COMPANY LIMITED	Rep	Dealing in securities	2010-06-03	2011-02-28
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2007-03-26	2009-03-31
ZURICH ADVISORY (HK) LIMITED	Rep	Advising on securities	2005-12-01	2006-07-06
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2004-09-28
	Rep	Asset management	-	2004-09-28
	Rep	Advising on securities	-	2004-10-13
	Rep	Dealing in securities	-	2005-04-04