Personnel Hong Kong SFC License Details (ID 99399)

Personnel Hong Kong SFC License Details (ID 99399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INTERNATIONAL COMMERCE CORPORATION	RO	Advising on securities	2023-01-31	-
	RO	Asset management	2023-01-31	-
	Rep	Advising on securities	2022-12-01	2023-01-31
	Rep	Asset management	2022-12-01	2023-01-31
	RO	Advising on securities	2017-09-13	2021-10-07
	RO	Asset management	2017-09-13	2021-10-07
	Rep	Advising on securities	2009-04-28	2017-09-13
	Rep	Asset management	2009-04-28	2017-09-13
CHIMAERA FINANCIAL GROUP LIMITED	RO	Advising on corporate finance	2003-04-01	2005-02-25
	RO	Advising on securities	2003-04-01	2009-09-11
	RO	Asset management	2003-04-01	2009-09-11