Personnel Hong Kong SFC License Details (ID 99401)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Silverwater Capital Management Limited	Rep	Advising on securities	2026-09-15	-
	Rep	Asset management	2026-09-15	-
Gravity Asset Management Limited	Rep	Advising on securities	2025-01-24	2025-01-24
	Rep	Asset management	2025-01-24	2025-01-24
	RO	Advising on securities	2025-01-24	2026-04-15
	RO	Asset management	2025-01-24	2026-04-15
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2017-04-24	2019-08-15
GF Asset Management (Hong Kong) Limited	RO	Advising on securities	2016-08-18	2019-08-15
	RO	Asset management	2016-08-18	2019-08-15
	Rep	Advising on securities	2016-06-01	2016-08-18
	Rep	Asset management	2016-06-01	2016-08-18
Sumo Asset Management Limited	RO	Advising on securities	2010-07-07	2016-02-05
	RO	Asset management	2010-07-07	2016-02-05
Kirin Asset Management Limited	RO	Advising on securities	2009-03-10	2010-05-11
	RO	Asset management	2009-03-10	2010-05-11
iTTa Capital Limited	RO	Dealing in securities	2007-12-04	2009-01-28
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2005-06-15	2007-04-23
	Rep	Advising on securities	2003-04-01	2003-12-16
	Rep	Asset management	2003-04-01	2003-12-16
	Rep	Advising on corporate finance	2003-04-01	2004-09-01
	Rep	Providing automated trading services	2003-04-01	2004-09-01
	Rep	Dealing in securities	2003-04-01	2005-06-15