Personnel Hong Kong SFC License Details (ID 99416)

Personnel Hong Kong SFC License Details (ID 99416)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	RO	Dealing in securities	2025-11-27	-
	RO	Asset management	2018-09-17	-
	Rep	Asset management	2017-10-10	2018-09-17
JANCHOR PARTNERS LIMITED	Rep	Asset management	2010-01-06	2017-07-25
Children's Investment Fund Management (Asia) Limited (The)	Rep	Advising on securities	2008-06-30	2009-10-21
	Rep	Asset management	2008-06-30	2009-10-21
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-10-17	2008-04-19
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-06-25	2006-10-04
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2004-06-25	2006-10-04