| Mingze Capital International Limited | RO | Advising on securities | 2025-12-08 | - |
| RO | Asset management | 2025-12-08 | - |
| RO | Dealing in securities | 2025-12-08 | - |
| China United Merchants Asset Management Company Limited | RO | Advising on securities | 2023-10-30 | 2025-03-31 |
| RO | Asset management | 2023-10-30 | 2025-03-31 |
| RO | Dealing in securities | 2023-10-30 | 2025-03-31 |
| Rep | Advising on securities | 2022-09-13 | 2023-10-30 |
| Rep | Asset management | 2022-09-13 | 2023-10-30 |
| Rep | Dealing in securities | 2022-09-13 | 2023-10-30 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2017-02-17 | 2022-01-14 |
| RO | Dealing in securities | 2017-02-17 | 2022-01-14 |
| Rep | Advising on corporate finance | 2016-11-01 | 2017-02-17 |
| Rep | Dealing in securities | 2016-11-01 | 2017-02-17 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2014-12-11 | 2016-08-04 |
| RO | Advising on securities | 2014-07-11 | 2016-08-04 |
| RO | Asset management | 2014-01-21 | 2016-08-04 |
| Rep | Asset management | 2014-01-02 | 2014-01-21 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2012-03-22 | 2013-10-15 |
| Rep | Dealing in securities | 2012-03-22 | 2013-10-15 |
| KAISEN ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-08-06 | 2012-01-31 |
| Rep | Asset management | 2010-04-28 | 2010-08-06 |
| Joy Silver Limited | RO | Advising on corporate finance | 2009-11-19 | 2009-12-23 |
| RO | Dealing in securities | 2009-11-19 | 2009-12-23 |
| Rep | Advising on corporate finance | 2009-08-07 | 2009-11-19 |
| Rep | Dealing in securities | 2009-08-07 | 2009-11-19 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Advising on corporate finance | 2009-06-15 | 2009-06-30 |
| Rep | Dealing in securities | 2009-06-15 | 2009-06-30 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2007-06-29 | 2009-01-10 |
| Rep | Advising on corporate finance | 2007-05-29 | 2009-01-10 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2007-03-22 | 2007-05-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-01-18 | 2007-05-11 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-01 | 2007-03-22 |
| CSC ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-16 | 2006-05-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-29 | 2004-09-15 |
| Rep | Dealing in securities | 2003-07-29 | 2004-09-15 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-09 |
| Rep | Advising on securities | 2003-04-01 | 2003-04-09 |
| Rep | Asset management | 2003-04-01 | 2003-04-09 |