Personnel Hong Kong SFC License Details (ID 99450)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-04-16	2023-06-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-10-21	2021-03-04
KO'S BROTHER SECURITIES COMPANY LIMITED	RO	Dealing in securities	2003-07-08	2020-08-03
Ko's Brother (Securities) Company	Rep	Advising on corporate finance	-	2003-06-02
	Rep	Advising on securities	-	2003-06-02
	Rep	Asset management	-	2003-06-02
	Rep	Dealing in securities	-	2003-07-08