Personnel Hong Kong SFC License Details (ID 99456)

Personnel Hong Kong SFC License Details (ID 99456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-31	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-04-21	2021-03-12
KO'S BROTHER SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-08	2020-04-06
Ko's Brother (Securities) Company	Rep	Advising on corporate finance	2003-04-01	2003-05-28
	Rep	Advising on securities	2003-04-01	2003-05-28
	Rep	Asset management	2003-04-01	2003-05-28
	Rep	Dealing in securities	2003-04-01	2003-06-20