Personnel Hong Kong SFC License Details (ID 99461)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-04-01	2022-01-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-22	2021-03-12
KO'S BROTHER SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-08	2020-04-09
Ko's Brother (Securities) Company	Rep	Advising on corporate finance	-	2003-05-28
	Rep	Advising on securities	-	2003-05-28
	Rep	Asset management	-	2003-05-28
	Rep	Dealing in securities	-	2003-06-20