Personnel Hong Kong SFC License Details (ID 99464)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-09-18	-
KO'S BROTHER SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-08	2019-09-01
Ko's Brother (Securities) Company	Rep	Advising on corporate finance	2003-04-01	2003-05-28
	Rep	Advising on securities	2003-04-01	2003-05-28
	Rep	Asset management	2003-04-01	2003-05-28
	Rep	Dealing in securities	2003-04-01	2003-06-20