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Lee Cheng, Helen Suet Chun 李鄭雪真 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 99470)
Lee Cheng, Helen Suet Chun 李鄭雪真
SFC ID:
AAH571
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC reprimands Kwan Yick Securities (Int'l) Ltd & suspends Mrs Lee Cheng Suet Chun & Mr Lee Kai Yan for 2 months for internal control failings
SFC, 24-Nov-2003
Orgs
People
SFC takes action against Kwan Yick Securities (Int'l) Ltd and its staff
SFC, 04-Sep-1997
Orgs
People