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Lee, Kai Yan (SFC:AAE182) 李棨仁
SFC ID:
AAE182
Key Data
Licences & registrations
Public Disciplinary Actions
Public Disciplinary Actions
SFC reprimands Kwan Yick Securities (Int'l) Ltd & suspends Mrs Lee Cheng Suet Chun & Mr Lee Kai Yan for 2 months for internal control failings
SFC, 24-Nov-2003
Orgs
People
SFC takes action against Kwan Yick Securities (Int'l) Ltd and its staff
SFC, 04-Sep-1997
Orgs
People