Personnel Hong Kong SFC License Details (ID 99495)

Personnel Hong Kong SFC License Details (ID 99495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADMIRAL INVESTMENT LIMITED	RO	Advising on securities	2016-10-27	2025-09-19
	RO	Asset management	2016-10-27	2025-09-19
	RO	Dealing in securities	2016-10-27	2025-09-19
LaSalle Investment Management Hong Kong Limited	RO	Advising on securities	2013-06-19	2016-06-30
	RO	Asset management	2013-06-19	2016-06-30
	Rep	Asset management	2011-05-31	2013-06-19
	Rep	Advising on securities	2010-11-01	2013-06-19
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2008-01-17	2008-12-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-01-17	2010-04-16
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	-	2007-03-02
	Rep	Asset management	-	2007-03-02