Personnel Hong Kong SFC License Details (ID 99519)

Personnel Hong Kong SFC License Details (ID 99519)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polen Capital HK Limited	Rep	Advising on securities	2017-12-05	2020-05-22
	Rep	Asset management	2017-12-05	2020-05-22
	Rep	Dealing in securities	2017-12-05	2020-05-22
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2015-09-16	2017-11-23
	Rep	Asset management	2015-09-16	2017-11-23
	Rep	Dealing in securities	2015-09-16	2017-11-23
VALUE PARTNERS LIMITED	Rep	Advising on securities	2015-09-16	2017-11-23
	Rep	Asset management	2015-09-16	2017-11-23
	Rep	Dealing in securities	2015-09-16	2017-11-23
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2014-05-09	2015-08-20
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Dealing in securities	2011-08-11	2014-05-08
	Rep	Advising on securities	2010-07-23	2014-05-08