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Johnston, Nicholas Ross Hong Kong SFC License Details (ID 99525)
Johnston, Nicholas Ross
SFC ID:
AST187
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED
Rep
Dealing in securities
2011-11-18
2012-06-18
Rep
Advising on securities
2009-04-24
2012-06-18