Personnel Hong Kong SFC License Details (ID 99528)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNO SERESIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-02-01	-
	RO	Asset management	2019-02-01	-
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-08-25	2017-12-31
Red Gate Asset Management Company Limited	RO	Advising on securities	2016-09-28	2017-07-01
	RO	Asset management	2016-09-28	2017-07-01
	Rep	Advising on securities	2016-08-26	2016-09-28
	Rep	Asset management	2016-08-26	2016-09-28
Bosera Asset Management (International) Co., Limited	RO	Advising on securities	2014-03-21	2016-06-30
	RO	Asset management	2014-03-21	2016-06-30
	RO	Dealing in securities	2014-03-21	2016-06-30
	Rep	Advising on securities	2014-03-03	2014-03-21
	Rep	Asset management	2014-03-03	2014-03-21
	Rep	Dealing in securities	2014-03-03	2014-03-21
Funderstone Futures Limited	RO	Asset management	2013-03-05	2014-03-03
Funderstone Securities Limited	RO	Advising on securities	2013-03-05	2014-03-03
	RO	Asset management	2013-03-05	2014-03-03
Cynosure Asset Management Hong Kong Limited	RO	Advising on securities	2010-05-11	2014-03-03
	RO	Asset management	2010-05-11	2014-03-03
	RO	Dealing in securities	2010-05-11	2014-03-03
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2009-08-26	2010-01-12
	Rep	Asset management	2009-08-26	2010-01-12
	Rep	Dealing in securities	2009-08-26	2010-01-12
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Dealing in securities	2008-06-13	2009-07-09
	Rep	Advising on securities	2008-05-19	2009-07-09
	Rep	Asset management	2008-05-19	2009-07-09
INFINITY STRATEGIC ADVISORS LIMITED	RO	Advising on securities	2006-02-16	2008-04-30
	RO	Asset management	2006-02-16	2008-04-30
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-20
	Rep	Advising on securities	2003-04-01	2005-06-15
	Rep	Asset management	2003-04-01	2005-06-15
	Rep	Dealing in securities	2003-04-01	2005-06-15