Webb-site Legacy

Kwok, Stanley Wai Leung 郭偉良

SFC ID:AFT305

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUNT LOGAN CAPITAL LIMITED	RO	Advising on securities	2017-03-31	-
	RO	Asset management	2017-03-31	-
	Rep	Advising on securities	2016-10-26	2017-03-31
	Rep	Asset management	2016-10-26	2017-03-31
TUNG TAI ASSET MANAGEMENT LIMITED	RO	Asset management	2016-07-06	2016-10-17
TUNG TAI SECURITIES COMPANY LIMITED	RO	Advising on securities	2016-07-06	2016-10-17
	RO	Dealing in securities	2016-07-06	2016-10-17
Funderstone Futures Limited	RO	Asset management	2013-03-05	2013-08-21
Funderstone Securities Limited	RO	Advising on securities	2013-03-05	2013-08-21
	RO	Asset management	2013-03-05	2013-08-21
Cynosure Asset Management Hong Kong Limited	RO	Advising on corporate finance	2012-08-17	2013-04-26
	RO	Dealing in securities	2012-08-17	2013-12-19
	RO	Advising on securities	2010-03-15	2013-12-19
	RO	Asset management	2010-03-15	2013-12-19
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2003-05-23	2009-06-16
	Rep	Advising on securities	2003-05-23	2009-06-16
	Rep	Asset management	2003-05-23	2009-06-16