Personnel Hong Kong SFC License Details (ID 99535)

Personnel Hong Kong SFC License Details (ID 99535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Opus Capital Limited (HK)	RO	Dealing in securities	2025-07-31	-
UZen Securities Limited	RO	Dealing in securities	2022-11-23	2024-09-03
Opus Capital Limited (HK)	RO	Advising on corporate finance	2014-08-18	-
	RO	Dealing in securities	2014-08-18	2022-12-10
Tenacity Partners Limited	RO	Advising on corporate finance	2010-08-13	2013-04-26
	RO	Dealing in securities	2010-08-13	2013-04-26
Cushman & Wakefield Capital Asia (HK) Limited	RO	Advising on corporate finance	2008-03-05	2010-01-31
	RO	Dealing in securities	2008-03-05	2010-01-31
PLATINUM SECURITIES COMPANY LIMITED	RO	Dealing in securities	2005-08-17	2006-09-15
	RO	Advising on corporate finance	2005-05-18	2006-09-15
	Rep	Advising on securities	2003-04-01	2004-12-21
	Rep	Asset management	2003-04-01	2004-12-21
	Rep	Advising on corporate finance	2003-04-01	2005-05-18