Personnel Hong Kong SFC License Details (ID 99549)

Personnel Hong Kong SFC License Details (ID 99549)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LONGREACH GROUP LIMITED, THE	Rep	Advising on securities	2011-04-01	2014-08-13
	Rep	Asset management	2011-04-01	2014-08-13
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-10-02	2011-02-22
	Rep	Dealing in securities	2009-10-02	2011-02-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-10-02	2011-02-22
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2008-10-02	2009-07-31
	Rep	Advising on securities	2008-10-02	2009-07-31
	Rep	Dealing in securities	2008-10-02	2009-07-31