| AURUMX CAPITAL (HK) LIMITED | RO | Advising on securities | 2023-05-31 | 2026-02-17 |
| RO | Asset management | 2023-05-31 | 2026-02-17 |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2023-05-31 | 2026-02-17 |
| ZIJING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-02-10 | 2023-05-05 |
| RO | Asset management | 2023-02-10 | 2023-05-05 |
| Zijing Capital Limited | Rep | Advising on corporate finance | 2023-02-10 | 2023-05-12 |
| RO | Dealing in securities | 2023-02-10 | 2023-05-12 |
| ZIJING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-03 | 2023-02-10 |
| Rep | Asset management | 2023-01-03 | 2023-02-10 |
| Zijing Capital Limited | Rep | Dealing in securities | 2023-01-03 | 2023-02-10 |
| SBI E2-Capital Securities Limited | RO | Advising on securities | 2021-03-15 | 2022-11-01 |
| RO | Asset management | 2021-03-15 | 2022-11-01 |
| Vantum Asset Management Limited | RO | Advising on securities | 2017-04-18 | 2020-09-01 |
| RO | Asset management | 2017-04-18 | 2020-09-01 |
| SBI E2-Capital Securities Limited | RO | Dealing in futures contracts | 2017-02-21 | 2022-11-01 |
| RO | Dealing in securities | 2017-02-21 | 2022-11-01 |
| Goldhorse Securities Limited | RO | Advising on securities | 2016-05-27 | 2016-10-17 |
| RO | Dealing in securities | 2016-05-27 | 2016-10-17 |
| WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-05-27 | 2016-10-17 |
| LONGRUN FINANCIAL GROUP LIMITED | RO | Dealing in futures contracts | 2012-10-26 | 2015-03-31 |
| Rep | Dealing in futures contracts | 2012-10-25 | 2012-10-26 |
| LT Securities Limited | RO | Dealing in futures contracts | 2011-04-01 | 2012-10-25 |
| RO | Dealing in securities | 2011-04-01 | 2012-10-25 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-06 | 2011-01-13 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2011-01-13 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-10 | 2008-02-19 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-10 | 2008-02-19 |