| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-06 | - |
| MONEYMORE SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-21 | 2021-04-30 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-05 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-08-10 |
| Rep | Asset management | 2003-04-01 | 2004-08-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-06-10 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-10 |
| Rep | Asset management | 2003-04-01 | 2004-08-10 |
| Rep | Dealing in securities | 2003-04-01 | 2011-06-10 |