Personnel Hong Kong SFC License Details (ID 99574)

Personnel Hong Kong SFC License Details (ID 99574)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIANNE CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2024-09-03	-
	RO	Asset management	2024-09-03	-
Safari Asia Limited	RO	Dealing in securities	2022-11-08	2024-01-28
	Rep	Dealing in securities	2022-09-26	2022-11-08
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-07	2022-07-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Dealing in securities	2015-12-30	2022-07-22
	Rep	Dealing in securities	2015-04-30	2015-12-30
Vantage New Generation Securities Limited	Rep	Dealing in securities	2013-04-03	2015-04-22
MONEYMORE SECURITIES LIMITED	Rep	Dealing in securities	2005-08-26	2013-02-28