| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| WINWIN SECURITIES LIMITED | RO | Advising on securities | 2024-08-21 | - |
| RO | Asset management | 2024-08-21 | - | |
| RO | Dealing in securities | 2021-07-19 | - | |
| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-04-28 | 2021-06-01 |
| RO | Dealing in securities | 2021-04-28 | 2021-06-01 | |
| Rep | Advising on securities | 2021-04-09 | 2021-04-28 | |
| Rep | Dealing in securities | 2021-04-09 | 2021-04-28 | |
| STAR RIVER SECURITIES LIMITED | Rep | Asset management | 2020-03-25 | 2021-02-28 |
| RO | Advising on securities | 2020-02-12 | 2021-02-28 | |
| RO | Dealing in securities | 2020-02-12 | 2021-02-28 | |
| Rep | Advising on securities | 2019-12-30 | 2020-02-12 | |
| Rep | Dealing in securities | 2019-12-30 | 2020-02-12 | |
| Po Tai Securities (Hong Kong) Limited | RO | Advising on securities | 2019-05-27 | 2019-11-30 |
| RO | Dealing in securities | 2019-05-27 | 2019-11-30 | |
| Rep | Advising on securities | 2019-05-23 | 2019-05-27 | |
| Rep | Dealing in securities | 2019-05-23 | 2019-05-27 | |
| Vantage New Generation Securities Limited | RO | Advising on securities | 2018-03-02 | 2019-05-15 |
| RO | Dealing in securities | 2018-03-02 | 2019-05-15 | |
| Rep | Dealing in securities | 2018-02-01 | 2018-03-02 | |
| MONEYMORE SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-02 | 2018-01-17 |
| Rep | Dealing in securities | 2007-11-08 | 2009-09-30 |
No HKMA registrations in the collected records.