Personnel SFC Licences and HKMA Registrations (ID 99580)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	RO	Asset management	2023-03-06	-
	Rep	Asset management	2013-05-02	2023-03-06
Marshall Wace Gavekal Asia Limited	Rep	Asset management	2010-05-19	2013-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.