Personnel Hong Kong SFC License Details (ID 99581)

Personnel Hong Kong SFC License Details (ID 99581)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2021-06-01	-
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2018-01-22	2021-05-31
	RO	Asset management	2018-01-22	2021-05-31
	RO	Dealing in securities	2018-01-22	2021-05-31
	Rep	Advising on securities	2014-02-24	2018-01-22
	Rep	Dealing in securities	2014-02-24	2018-01-22
	Rep	Asset management	2014-01-15	2018-01-22
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2013-05-02	2013-05-31
Marshall Wace Gavekal Asia Limited	Rep	Asset management	2009-08-10	2013-04-30
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2008-09-25	2010-02-28