Personnel Hong Kong SFC License Details (ID 99584)

Personnel Hong Kong SFC License Details (ID 99584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morningstar Investment Management Asia Limited	Rep	Advising on securities	2017-02-03	2020-11-06
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2015-06-15	2016-02-19
	Rep	Dealing in securities	2015-06-15	2016-02-19
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2013-05-02	2014-02-01
Marshall Wace Gavekal Asia Limited	Rep	Asset management	2010-11-29	2013-04-30
	Rep	Asset management	2008-07-02	2008-12-31
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2008-04-17	2010-10-25