Lo Lim, Ester 羅林寶玉 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 99590)

Public Disciplinary Actions

SFC fines Master Trademore Securities Ltd and Ms Ester Lo Lim HK$30k each over internal controls

SFC, 22-Aug-2005

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SFC reprimands Master Trademore Securities Ltd and its Dealing Director Mrs Ester Lo Lim

SFC, 06-Jul-2000

For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.

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