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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 99590)
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SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Master Trademore Securities Ltd and Ms Ester Lo Lim HK$30k each over internal controls
SFC, 22-Aug-2005
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SFC reprimands Master Trademore Securities Ltd and its Dealing Director Mrs Ester Lo Lim
SFC, 06-Jul-2000
For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.
Orgs
People