Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Public Financial Securities Limited	Rep	Dealing in securities	2024-01-10	-
Public Securities Limited	Rep	Dealing in securities	2015-05-26	2023-10-31
MASTER TRADEMORE SECURITIES LIMITED	Rep	Dealing in securities	2010-08-24	2015-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ3492

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
大眾銀行 (香港) 有限公司	Dealing in securities	Non-EO	DEALING MANAGER	2023-11-07	—	Current