Personnel Hong Kong SFC License Details (ID 99604)

Personnel Hong Kong SFC License Details (ID 99604)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	Rep	Asset management	2023-11-08	-
Fosun Asset Management Limited	Rep	Advising on securities	2020-10-07	2022-07-15
	Rep	Asset management	2020-10-07	2022-07-15
	Rep	Dealing in securities	2020-10-07	2022-07-15
CI Global Investments Asia Limited	Rep	Advising on securities	2018-07-09	2019-12-31
Mitsubishi UFJ Investment Services (HK) Limited	Rep	Advising on securities	2011-09-05	2016-04-30
Quam Securities Limited	Rep	Advising on securities	2011-02-22	2011-08-12