Personnel Hong Kong SFC License Details (ID 99615)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	RO	Advising on securities	2022-02-04	-
	RO	Dealing in securities	2018-10-24	-
	RO	Advising on corporate finance	2009-12-11	-
RBS Asia Corporate Finance Limited	RO	Advising on securities	2003-04-01	2004-12-30
	RO	Asset management	2003-04-01	2004-12-30
	RO	Advising on corporate finance	2003-04-01	2009-11-16
	RO	Dealing in securities	2003-04-01	2009-11-16