| M Capital Investment Limited | RO | Advising on securities | 2023-02-13 | - |
| RO | Asset management | 2023-02-13 | - |
| GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-09-24 | 2022-11-30 |
| RO | Asset management | 2019-09-24 | 2022-11-30 |
| JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2016-06-07 | 2019-01-12 |
| RO | Asset management | 2016-06-07 | 2019-01-12 |
| Grit Securities Limited | RO | Dealing in securities | 2016-03-11 | 2019-01-12 |
| JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2016-02-19 | 2016-02-29 |
| RO | Asset management | 2016-02-19 | 2016-02-29 |
| Oshidori Securities Limited | RO | Advising on securities | 2015-05-19 | 2016-02-15 |
| RO | Asset management | 2015-05-19 | 2016-02-15 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2014-12-29 | 2016-02-15 |
| RO | Asset management | 2014-12-29 | 2016-02-15 |
| Oshidori Securities Limited | RO | Dealing in securities | 2014-12-29 | 2016-02-15 |
| Keptain Securities and Asset Management Limited | RO | Asset management | 2013-01-24 | 2014-11-14 |
| RO | Dealing in securities | 2013-01-24 | 2014-11-14 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2011-04-14 | 2012-10-31 |
| RO | Asset management | 2011-04-14 | 2012-10-31 |
| RO | Dealing in securities | 2011-04-14 | 2012-10-31 |
| Quam Securities Limited | Rep | Asset management | 2008-02-18 | 2011-03-01 |
| Rep | Dealing in securities | 2008-02-18 | 2011-03-01 |
| Rep | Advising on securities | 2007-11-30 | 2011-03-01 |
| Lion Global Financial Limited | Rep | Advising on securities | 2007-02-02 | 2007-11-12 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2005-01-20 | 2006-11-20 |