Personnel Hong Kong SFC License Details (ID 99625)

Personnel Hong Kong SFC License Details (ID 99625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	Rep	Advising on securities	2017-04-28	2024-06-28
	Rep	Asset management	2017-04-28	2024-06-28
	Rep	Dealing in securities	2017-04-28	2024-06-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-01-10	2017-03-31
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	Rep	Advising on securities	2014-06-16	2016-11-21
	Rep	Asset management	2014-06-16	2016-11-21
	Rep	Dealing in securities	2014-06-16	2016-11-21
	RO	Advising on securities	2012-12-03	2013-06-03
	RO	Asset management	2012-12-03	2013-06-03
	RO	Dealing in securities	2012-12-03	2013-06-03
	Rep	Advising on securities	2011-09-14	2012-12-03
	Rep	Asset management	2011-09-14	2012-12-03
	Rep	Dealing in securities	2011-09-14	2012-12-03
MONEY CONCEPTS (ASIA) LIMITED	Rep	Advising on securities	2010-09-16	2011-08-12
	Rep	Asset management	2010-09-16	2011-08-12
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2009-07-06	2009-10-15
PATTERSON FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2006-02-22	2009-03-20