Personnel Hong Kong SFC License Details (ID 99643)

Personnel Hong Kong SFC License Details (ID 99643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	RO	Leveraged foreign exchange trading	2026-06-02	-
	RO	Asset management	2026-03-26	-
	RO	Dealing in futures contracts	2026-03-26	-
	RO	Dealing in securities	2026-03-26	-
AXA Investment Managers Asia Limited	RO	Asset management	2022-06-27	-
	RO	Dealing in securities	2022-06-27	-
	RO	Dealing in futures contracts	2022-06-27	2026-06-30
	RO	Leveraged foreign exchange trading	2022-06-27	2026-06-30
	Rep	Asset management	2022-02-21	2022-06-27
	Rep	Dealing in futures contracts	2022-02-21	2022-06-27
	Rep	Dealing in securities	2022-02-21	2022-06-27
	Rep	Leveraged foreign exchange trading	2022-02-21	2022-06-27
ORTUS CAPITAL MANAGEMENT LIMITED	RO	Asset management	2013-01-29	2022-02-04
	Rep	Asset management	2006-05-10	2013-01-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-09-21	2005-12-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-10-14	2005-09-21