Personnel Hong Kong SFC License Details (ID 99644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WOYI CAPITAL LIMITED	RO	Advising on securities	2023-07-05	-
	RO	Asset management	2023-07-05	-
FORTUNE HILL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-07-12	2022-11-15
	RO	Asset management	2021-07-12	2022-11-15
	Rep	Advising on securities	2021-06-22	2021-07-12
	Rep	Asset management	2021-06-22	2021-07-12
KOALA SECURITIES LIMITED	Rep	Dealing in securities	2020-04-20	2021-05-14
	RO	Dealing in securities	2019-03-29	2020-04-20
	RO	Advising on securities	2019-03-29	2021-05-14
KOALA CAPITAL MANAGEMENT LIMITED	RO	Asset management	2018-12-19	2021-05-14
	Rep	Asset management	2018-11-01	2018-12-19
Planetree Futures Limited	RO	Dealing in futures contracts	2018-01-30	2018-10-31
Planetree Securities Limited	RO	Dealing in securities	2018-01-30	2018-10-31
Planetree Asset Management Limited (HK)	RO	Asset management	2017-07-19	2018-10-31
AP Capital Management (Hong Kong) Limited	RO	Dealing in futures contracts	2016-08-03	2017-05-31
	RO	Dealing in securities	2016-08-03	2017-05-31
	RO	Asset management	2015-08-04	2017-05-31
Well Link Asset Management Limited	RO	Advising on securities	2014-01-02	2015-07-31
	RO	Asset management	2014-01-02	2015-07-31
SMART ASSET MANAGEMENT LIMITED (HK)	RO	Advising on securities	2012-03-02	2013-11-26
	RO	Asset management	2012-03-02	2013-11-26
OSCAR BENSON LIMITED (HK)	RO	Advising on securities	2009-11-16	2012-03-01
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2005-12-01	2007-07-13
	Rep	Advising on securities	2004-04-13	2004-11-19
	Rep	Dealing in securities	2004-03-29	2007-07-13
DRAKE &AMP; MORGAN LIMITED	Rep	Dealing in securities	2004-01-05	2004-03-04