Personnel SFC Licences and HKMA Registrations (ID 99652)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC GROUP LIMITED, THE	RO	Asset management	2008-09-10	-
PACIFIC WORLD ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-09-14	2004-12-15
	Rep	Asset management	2004-09-14	2004-12-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.