Personnel Hong Kong SFC License Details (ID 99665)

Personnel Hong Kong SFC License Details (ID 99665)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PFC INTERNATIONAL COMPANY LIMITED	RO	Advising on securities	2008-07-29	2017-03-01
	RO	Asset management	2008-07-29	2017-03-01
	RO	Dealing in securities	2008-07-29	2017-03-01
AP Asset Management (HK) Limited	RO	Advising on securities	2007-04-24	2008-09-26
	RO	Asset management	2007-04-24	2008-09-26
	RO	Dealing in securities	2007-04-24	2008-09-26
	Rep	Advising on securities	2004-12-21	2007-04-24
	Rep	Asset management	2004-11-11	2007-04-24
	Rep	Dealing in securities	2004-11-11	2007-04-24
UKFP (Asia) HK Limited	RO	Advising on securities	-	2004-10-13
	RO	Asset management	-	2004-11-05
	RO	Dealing in securities	-	2004-11-05