Personnel Hong Kong SFC License Details (ID 99668)

Personnel Hong Kong SFC License Details (ID 99668)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2020-04-27	-
	Rep	Asset management	2020-04-27	-
	Rep	Dealing in securities	2020-04-27	-
PFC INTERNATIONAL COMPANY LIMITED	RO	Advising on securities	2016-12-09	2019-12-31
	RO	Asset management	2016-12-09	2019-12-31
	RO	Dealing in securities	2016-12-09	2019-12-31
	Rep	Advising on securities	2008-08-04	2016-12-09
	Rep	Asset management	2008-08-04	2016-12-09
	Rep	Dealing in securities	2008-08-04	2016-12-09
AP Asset Management (HK) Limited	Rep	Advising on securities	2004-10-28	2008-09-26
	Rep	Asset management	2004-10-28	2008-09-26
	Rep	Dealing in securities	2004-10-28	2008-09-26
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-24
	Rep	Advising on securities	2003-04-01	2004-10-01
	Rep	Asset management	2003-04-01	2004-10-01
	Rep	Dealing in securities	2003-04-01	2004-10-01