Personnel Hong Kong SFC License Details (ID 99670)

Personnel Hong Kong SFC License Details (ID 99670)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PFC INTERNATIONAL COMPANY LIMITED	Rep	Advising on securities	2008-08-04	2022-01-13
	Rep	Asset management	2008-08-04	2022-01-13
	Rep	Dealing in securities	2008-08-04	2022-01-13
AP Asset Management (HK) Limited	Rep	Dealing in securities	2004-12-08	2008-09-26
	Rep	Advising on securities	2004-09-03	2008-09-26
	Rep	Asset management	2004-09-03	2008-09-26
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2004-08-14
	Rep	Advising on securities	-	2004-09-03
	Rep	Asset management	-	2004-09-03
	Rep	Dealing in securities	-	2004-09-03