Personnel Hong Kong SFC License Details (ID 99673)

Personnel Hong Kong SFC License Details (ID 99673)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PICO ZEMAN SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-07-12	2018-06-30
CHINA SYSTEM SECURITIES LIMITED	RO	Dealing in securities	2005-11-02	2010-07-01
ENLIGHTEN FUTURES LIMITED	RO	Advising on futures contracts	-	2003-07-23
	RO	Asset management	-	2003-07-23
	RO	Dealing in futures contracts	-	2003-07-23
ENLIGHTEN SECURITIES LIMITED	RO	Advising on corporate finance	-	2003-07-23
	RO	Advising on securities	-	2003-07-23
	RO	Asset management	-	2003-07-23
	RO	Dealing in securities	-	2003-07-23