Personnel Hong Kong SFC License Details (ID 99674)

Personnel Hong Kong SFC License Details (ID 99674)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORNERSTONE SECURITIES LIMITED	RO	Advising on securities	2021-03-08	2022-06-28
CORNERSTONE ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-03-27	2022-06-28
CORNERSTONE SECURITIES LIMITED	Rep	Advising on securities	2018-05-08	2021-03-08
	RO	Dealing in securities	2016-06-13	2022-06-28
PICO ZEMAN SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-07-12	2015-12-12
BERICH BROKERAGE LIMITED	RO	Dealing in securities	2003-11-07	2010-07-01
	Rep	Advising on corporate finance	-	2003-11-07
	Rep	Advising on securities	-	2003-11-07
	Rep	Asset management	-	2003-11-07
	Rep	Dealing in securities	-	2003-11-07
BERICH FUTURES (H.K.) COMPANY LIMITED	RO	Dealing in futures contracts	-	2010-07-01