| Rockflow Securities Limited | RO | Advising on securities | 2019-04-04 | 2019-12-16 |
| RO | Asset management | 2018-07-20 | 2019-12-16 |
| RO | Dealing in securities | 2018-07-20 | 2019-12-16 |
| Fosun International Securities Limited | RO | Dealing in securities | 2016-10-25 | 2017-05-31 |
| Rep | Dealing in securities | 2016-08-25 | 2016-10-25 |
| M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2016-03-08 | 2016-05-20 |
| Caitong International Asset Management Co., Limited | RO | Advising on securities | 2013-05-20 | 2015-05-26 |
| RO | Asset management | 2013-05-20 | 2015-05-26 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Advising on securities | 2012-08-01 | 2015-05-26 |
| RO | Dealing in securities | 2012-08-01 | 2015-05-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Advising on securities | 2011-06-29 | 2012-01-31 |
| RO | Dealing in securities | 2011-06-29 | 2012-01-31 |
| Rep | Advising on securities | 2011-06-16 | 2011-06-29 |
| Rep | Dealing in securities | 2011-06-16 | 2011-06-29 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-09-21 | 2011-01-28 |
| Rep | Asset management | 2009-09-21 | 2011-01-28 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2009-09-21 | 2011-01-28 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-09-21 | 2011-01-28 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2011-01-28 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-29 | 2009-09-21 |
| Rifa Securities Limited | RO | Dealing in securities | 2005-02-21 | 2009-03-27 |
| Rep | Advising on corporate finance | - | 2005-01-06 |
| Rep | Advising on securities | - | 2005-01-06 |
| Rep | Asset management | - | 2005-01-06 |
| Rep | Providing automated trading services | - | 2005-01-06 |
| Rep | Dealing in securities | - | 2005-02-21 |