Personnel Hong Kong SFC License Details (ID 99683)

Personnel Hong Kong SFC License Details (ID 99683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2021-08-05	-
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2020-05-22	-
	RO	Dealing in securities	2019-05-07	-
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2016-08-08	-
	Rep	Advising on futures contracts	2016-07-28	2021-08-05
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Dealing in securities	2015-12-21	2021-05-20
	Rep	Advising on securities	2015-04-08	2020-06-01
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-08-16	2016-08-08
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2011-09-12	2015-12-21
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-08-24	2011-09-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-08-24	2011-09-01