| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-03-28 | - |
| CMB International Securities Limited | Rep | Advising on securities | 2022-03-28 | - |
| Rep | Dealing in securities | 2022-03-28 | - |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-05-27 | 2022-02-25 |
| Rep | Dealing in securities | 2019-05-27 | 2022-02-25 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-01-08 | 2019-05-01 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-28 | 2019-05-01 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-28 | 2019-05-01 |
| China Vered Securities Limited | Rep | Advising on securities | 2018-07-20 | 2018-10-31 |
| Rep | Dealing in futures contracts | 2018-07-20 | 2018-10-31 |
| Rep | Dealing in securities | 2018-07-20 | 2018-10-31 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2018-06-13 |
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2012-05-29 | 2018-06-13 |
| Rep | Dealing in securities | 2012-02-22 | 2018-06-13 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-01-27 | 2012-02-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2010-07-16 | 2011-12-16 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-03-23 | 2010-06-21 |