Personnel Hong Kong SFC License Details (ID 99702)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	RO	Dealing in futures contracts	2026-02-10	-
	RO	Dealing in securities	2026-02-10	-
	Rep	Advising on securities	2025-09-01	-
	Rep	Dealing in futures contracts	2025-09-01	2026-02-10
	Rep	Dealing in securities	2025-09-01	2026-02-10
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-04-13	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2017-04-13	2025-08-31
	Rep	Dealing in securities	2017-04-13	2025-08-31
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-08-08	2017-03-22
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-08-08	2017-03-22
	Rep	Dealing in securities	2016-08-08	2017-03-22
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-01-11	2016-07-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-10-25	2016-07-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2013-10-25	2016-07-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2013-06-26	2013-09-18
	Rep	Dealing in securities	2013-06-26	2013-09-18
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2013-05-07	2013-06-18
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2013-05-07	2013-06-18
PO SANG SECURITIES LIMITED	Rep	Dealing in securities	2012-04-20	2013-04-29
	Rep	Dealing in futures contracts	2008-09-05	2013-04-29